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Financial Services Risk Manager/Analyst Regulatory Compliance Specialist Financial Analyst

Hybrid Financial Compliance Analyst - Surveillance

Job in Scottsdale, Maricopa County, Arizona, 85261, USA
Listing for: Osaic
Full Time position
Listed on 2025-12-09
Job specializations:
  • Finance & Banking
    Financial Services, Risk Manager/Analyst, Regulatory Compliance Specialist, Financial Analyst
  • Business
    Risk Manager/Analyst, Regulatory Compliance Specialist, Financial Analyst
Job Description & How to Apply Below
A financial services provider is seeking a Compliance Analyst to ensure the integrity of operations by monitoring advisor activities. The role includes analyzing trade data to identify compliance risks and collaborating with management to promote adherence to regulations. Candidates should possess strong analytical skills and a background in the financial securities industry. This full-time position offers a competitive salary along with comprehensive benefits, including health insurance and a retirement plan.
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