Regional Supervision Lead – Finance Compliance; Hybrid
Job in
Scottsdale, Maricopa County, Arizona, 85261, USA
Listed on 2026-01-27
Listing for:
Advisor Group
Full Time
position Listed on 2026-01-27
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Corporate Finance
Job Description & How to Apply Below
A financial services firm is seeking a Regional Supervision Manager to oversee transaction reviews and ensure compliance with policies. The role requires strong analytical skills and the ability to manage tasks in a fast-paced environment. Candidates should have relevant experience and necessary FINRA certifications. This position requires a minimum of 4 days per week in the office located in Scottsdale, AZ.
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