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Regulatory Compliance Specialist Financial Law

Global Head of Regulatory Affairs, Asset Management

Job in Santa Fe, Santa Fe County, New Mexico, 87503, USA
Listing for: Thornburg Investment Management
Full Time position
Listed on 2026-01-25
Job specializations:
  • Law/Legal
    Regulatory Compliance Specialist, Financial Law
Job Description & How to Apply Below
A global investment firm seeks a Senior Regulatory Counsel to lead legal and regulatory matters for investment products. The role requires a Juris Doctorate with at least 10 years of regulatory experience. Key responsibilities include guiding on mutual funds and collaborating with compliance teams. Strong communication and analytical skills are essential. This position offers a dynamic environment with comprehensive employee benefits including medical coverage, flexible work arrangements, and professional development opportunities.
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