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Wealth Management

Senior Investment Compliance Leader

Job in Santa Fe, Santa Fe County, New Mexico, 87503, USA
Listing for: Thornburg Investment Management
Full Time position
Listed on 2026-01-17
Job specializations:
  • Finance & Banking
    Wealth Management
Salary/Wage Range or Industry Benchmark: 150000 - 200000 USD Yearly USD 150000.00 200000.00 YEAR
Job Description & How to Apply Below
A prominent asset management firm in Santa Fe, New Mexico, is seeking a Head of Investment Compliance to oversee and enhance its compliance framework for investment activities. This role demands at least 10 years of investment compliance experience, strong leadership skills, and a deep understanding of regulations such as the Investment Company Act of 1940. You will engage with stakeholders and ensure adherence to various regulatory standards.

The position includes competitive benefits and a dynamic working environment.
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Position Requirements
10+ Years work experience
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