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Compliance & Audit Specialist

Job in Santa Ana, Orange County, California, 92725, USA
Listing for: ForFutures Financial, Planning, a financial advisory practice of Ameriprise Financial Services LLC
Full Time position
Listed on 2026-01-28
Job specializations:
  • Finance & Banking
    Auditor Accountant, Financial Compliance
  • Accounting
    Auditor Accountant, Financial Compliance
Salary/Wage Range or Industry Benchmark: 97700 - 130300 USD Yearly USD 97700.00 130300.00 YEAR
Job Description & How to Apply Below
A leading financial services company in Santa Ana, California, is seeking a Compliance Auditor to support audits and compliance activities. The ideal candidate will have a Bachelor's degree, 3-5 years of experience in compliance or audit, and strong analytical skills. This office embraces a people-first culture, fostering diversity, equity, and inclusion and offers a comprehensive benefits package that includes medical, dental, vision, and more.

Salary range is $97,700 - $130,300 annually.
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