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Risk Manager/Analyst Financial Manager Financial Compliance Wealth Management

Wealth Management Supervisory Manager – Risk & Compliance

Job in San Jose, Santa Clara County, California, 95199, USA
Listing for: JPMorgan Chase & Co.
Full Time position
Listed on 2026-01-14
Job specializations:
  • Management
    Risk Manager/Analyst, Financial Manager, Wealth Management
  • Finance & Banking
    Risk Manager/Analyst, Financial Manager, Financial Compliance, Wealth Management
Job Description & How to Apply Below
A leading financial institution is seeking a Supervisory Manager to oversee a team of Financial Advisors. Responsibilities include monitoring account reviews, ensuring compliance with regulations, and supervising staff performance. Candidates should have over 5 years of supervisory experience within the securities investment industry, hold relevant FINRA licenses, and possess strong analytical and communication skills. This role requires travel and offers opportunities to work with senior leadership in addressing complex escalations.
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