Crypto Compliance Senior Audit Manager

Crypto Compliance Senior Audit Manager, US

San Jose, California, United States

OKX is a leading crypto exchange and the developer of OKX Wallet, giving millions access to crypto trading and decentralized crypto applications (dApps). OKX is backed by Proof of Reserves and trusted by hundreds of large institutions seeking access to crypto markets. Our values—We Before Me, Do the Right Thing, and Get Things Done—guide our culture, processes, and environment across our global offices.

We are seeking a highly skilled and experienced Compliance Senior Manager, US, to oversee the execution of the compliance audit portfolio within the US market  this role, you will provide guidance and oversight of US regional internal audit activities as they relate to regulatory risks. You will oversee and execute internal audit projects, including risk-based audits, process evaluations, and control assessments to identify operational efficiencies and areas for improvement.

You will be involved in the audit planning process, execution, reporting, and remediation. Reporting to the Head of Internal Audit for the US region, you will play a pivotal role from a third-line of defense perspective. The ideal candidate will have experience within an internal audit function by managing or executing compliance audits. This role will be based in New York, NY.

• Work with Internal Audit leadership and business stakeholders to build risk-based and regulatory-focused audit plans aligning to company priorities.
• Experience conducting cryptocurrency and blockchain-related compliance audits around onboarding, ongoing transaction monitoring, trade and market surveillance, wallet security, and initial coin offerings.
• Conduct regulatory audits to evaluate compliance with regional standards (e.g., CFTC, FinCEN, OCC, OFAC) recommendations.
• Manage end-to-end audits, reviews, and any ad-hoc projects. Ensure audits follow professional standards and internal policies.
• Create and maintain documentation including reviewing and/or preparing process flowcharts and testing procedures for key controls.
• Recommend corrective actions and partner with control owners to ensure timely resolution of control deficiencies.
• Prepare clear, concise audit reports and present findings to senior leadership and business owners.
• Apply data-driven techniques to enhance audit effectiveness and identify control improvement opportunities.
• Stay up-to-date with industry trends, regulatory changes, and emerging risks in the cryptocurrency and blockchain space to ensure audit processes remain relevant and effective.
• Assist in responding to regulatory and external auditor requests and inquiries, ensuring a smooth and efficient examination and external audit process.
• Provide coaching and guidance on the professional development of the internal audit team.

• Bachelor's degree in Business, Legal, or a related field; a master's degree and professional certification (e.g., CPA, CIA, CAMS) will be preferred.
• Internal audit experience in a supervisory or managerial role, preferably within the cryptocurrency, technology, fintech, or financial services sectors.
• Compliance experience strongly preferred, does not require internal audit experience.
• Industry experience with CFTC, consumer protection acts, OCC, SEC, FinCEN requirements.
• Excellent analytical skills with the ability to identify issues, root causes, and propose practical solutions.
• Effective communication and interpersonal skills to interact with stakeholders at all levels of the organization and facilitate issue remediation.
• Detail-oriented, risk and control mindset with the ability to manage multiple projects and priorities simultaneously.
• Proficiency in using audit and data analysis tools (Workiva, Chainalysis, Elliptic).
• Ability to work in a global context and coordinate with international teams.
• High level of integrity, professionalism, and ethical behaviour.

• L&D programs and Education subsidy for employees' growth and development
• Various team building programs and company events
• Wellness and meal allowances
• Comprehensive healthcare schemes for employees and…