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Agency Compliance Supervisor; Onsite
Job in
San Jose, Santa Clara County, California, 95199, USA
Listed on 2026-01-24
Listing for:
New York Life
Full Time
position Listed on 2026-01-24
Job specializations:
-
Business
Regulatory Compliance Specialist
Job Description & How to Apply Below
A leading financial services firm in California is looking for a Senior Associate, Agency Standards to oversee compliance and support the Managing Partner. The successful candidate will conduct inspections, audits, and training, ensuring adherence to regulatory standards. Candidates should have a Bachelor's degree, 2 years of industry experience, and obtain necessary licenses. They should also possess excellent communication and analytical skills.
This role offers a competitive salary and comprehensive benefits package.
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