Supervisory Officer

Your role

Are you an expert on risk and supervision? Do you know how to make the right call in challenging situations?

We're looking for someone like this who can:

• help drive initiatives related to sales supervision, compliance and business risk, including implementation and education
• review various supervision processes
• support branches in the Branch Review and Group Internal Audit processes, visiting branches, and working on action plans for those with failed audits
• partner with Compliance, including providing input to policy and supporting communication of policies
• serve as a point of contact for issues that cannot be resolved, and escalate issues as required

Detailed salary information:

• San Francisco: the salary range for this role is $130,000 to $165,000

The expected salary range for this role as of the date of this posting is based on factors including, but not limited to, experience, qualifications, education, location and skill level. This role may also be eligible for discretionary incentive compensation. For benefits information, please visit

Full Time

335447

San Francisco

We help high net worth and ultra-high net worth individuals and families meet their financial goals through financial advisors who deliver products and services specifically designed for them. You’ll be a member of the Manhattan Market Team.

• Ideally 2+ years of experience as a risk/supervisory manager, or other substantive leadership role with a leading financial institution
• Series 7, 8 (or 9/10), 66 (or 63/65); insurance a plus
• Track record of leadership
• Great communicator (and you know how to handle challenging situations)
• Reliable when working independently, with sound judgment for when to escape issues
• Quickly adaptable to changing market situations, technology and business needs

UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.

We know that great work is never done alone. That’s why we place collaboration at the heart of everything we do.

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.