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Senior OSJ Supervisor — Series Licensed

Job in San Diego, San Diego County, California, 92189, USA
Listing for: AtWork
Full Time position
Listed on 2026-01-20
Job specializations:
  • Management
    Risk Manager/Analyst, Wealth Management
Salary/Wage Range or Industry Benchmark: 100000 - 110000 USD Yearly USD 100000.00 110000.00 YEAR
Job Description & How to Apply Below
Position: Senior OSJ Supervisor — Series 7/24 Licensed
A financial services firm in San Diego is seeking a Supervisory Principal to oversee compliance and supervisory responsibilities. The ideal candidate will have at least 2 years of related experience and hold FINRA Series 7 and 24 certifications. Responsibilities include supervising advisors, reviewing transactions, and ensuring adherence to financial regulations. This full-time position offers a salary between $100,000 and $110,000 annually plus perks such as health and life insurance.
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Position Requirements
10+ Years work experience
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