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Senior Supervisory Principal – FINRA
Job in
San Diego, San Diego County, California, 92189, USA
Listed on 2026-01-20
Listing for:
AtWork
Full Time
position Listed on 2026-01-20
Job specializations:
-
Finance & Banking
Risk Manager/Analyst, Financial Compliance, Financial Manager, Regulatory Compliance Specialist -
Management
Risk Manager/Analyst, Financial Manager, Regulatory Compliance Specialist
Job Description & How to Apply Below
A financial firm is seeking a Supervisory Principal based in San Diego. This role involves first-line supervisory responsibilities, acceptance of new accounts, and transaction reviews. Candidates should have over 2 years of compliance or supervision experience and hold FINRA Series 7 and 24 licenses. A knowledge of regulatory rules and various financial products is essential. The position offers a full-time opportunity with a salary range of $95,000 to $100,000 per year, along with benefits including health and life insurance.
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Position Requirements
10+ Years
work experience
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