Auditor III - Data Analytics

Overview

Auditor III ’s about holding each other accountable and ensuring strong internal controls. You’ll be part of an adaptable, integrity-driven team with Frost’s legacy of over 150 years in banking services.

• Supervise or participate in audits of various business units within an organization to ensure internal controls are adequate and operating properly, general ledger and internal checking accounts are fairly presented, bank and/or customer assets are safeguarded, and compliance with Board policies, selected laws and regulations.
• Incorporate data analytics procedures into audit planning and execution to enhance coverage, precision, and insight.
• Address and resolve issues identified by less experienced auditors during fieldwork. Provide guidance to auditors on the use of analytical tools and data-driven testing techniques.
• Perform work under adherence to budgeted hours, assigned deadlines, department standards, and in-charge responsibilities.
• Responsible for large size audits or special projects, new audits, and areas of emerging risk by manager.
• Maintain direct communication with team members regarding status of assigned work and potential findings on audits being supervised to ensure audit objectives are accomplished, department standards are met, and the audits are on schedule. Monitor communications from team members to audit clients.
• Review audit work papers and reports for accuracy, completeness, and appropriateness of factual information and conclusions drawn to ensure objectives are accomplished. Provide review comments to auditors and perform necessary follow-up as required.
• Present completed work papers and detailed reports of audit findings and recommendations, highlighting irregularities or exceptions to Audit Team Leader in a timely fashion and translating analytical results into clear and actionable insights for business partners.
• Maintain direct ongoing communication with audit clients during fieldwork regarding the status of the audit and potential findings.
• Adhere to the Standards for Professional Practice of Internal Auditing.
• Always act with integrity, caring, and excellence to achieve collaborative, win-win outcomes.

• Bachelor's Degree – Accounting, Finance or other relevant degree plan as approved by management
• 4+ years of experience in auditing various segments of banking, trust, and/or securities activities, or equivalent related audit or financial services experience
• Exposure to data analytics tools such as SQL, Python, R, ACL, Tableau, or Power BI
• At least one certification (CPA, CFIRS, CRCM, CIA, CBA, CISA, CAMS, or hold a Securities/Insurance license)
• Strong organization and time management skills
• Proficient in Microsoft Office applications
• Strong written and verbal communication skills

• Additional licenses and certifications in related fields
• Data analytics or technology-related certifications (CAP, PSTAT, GSTAT, PCPP)

• Medical, dental, vision, long-term disability and life insurance
• 401(k) matching
• Generous holiday and paid time off
• Tuition reimbursement
• Extensive health and wellness programs, including our Employee Assistance Program
• Referral bonus program

Since 1868, Frost has dedicated its expertise to provide exceptional banking, investment, and insurance services to businesses and individuals throughout Texas. Frost is among the 50 largest U.S. banks by asset size and is a leader in banking customer satisfaction. If this sounds like you, we encourage you to apply and see what’s possible at Frost.