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VP, Senior Corporate Paralegal- Leading Financial Services Institution
Job in
Salt Lake City, Salt Lake County, Utah, 84193, USA
Listed on 2026-02-06
Listing for:
Larson Maddox
Full Time
position Listed on 2026-02-06
Job specializations:
-
Law/Legal
Regulatory Compliance Specialist
Job Description & How to Apply Below
Vice President - Senior Corporate Paralegal
Location: Salt Lake City, Utah (hybrid)
Industry: Leading Financial Services Organization
OverviewA leading financial services institution is seeking an experienced Senior Corporate Paralegal to join their dynamic legal team. This role offers an opportunity to work on complex corporate governance matters and support a sophisticated investment platform.
Key Responsibilities- Manage and coordinate SEC filings
, including Forms 10-K, 10-Q, 8-K, and Section 16 filings. - Oversee board governance processes
, including preparation of board and committee materials, resolutions, and minutes. - Maintain and administer entity management for a diverse portfolio of funds and investment vehicles.
- Collaborate with internal stakeholders and external counsel to ensure compliance with regulatory requirements.
- Support corporate transactions, including formations, dissolutions, and reorganizations.
- Assist with special projects related to governance and regulatory initiatives.
- 5-10 years of corporate paralegal experience in a financial services, asset management, or investment environment.
- Strong knowledge of SEC reporting requirements and corporate governance best practices.
- Experience with entity management and board governance for registered funds (preference is '34 Act or '40 Act)
- Exceptional organizational skills and attention to detail.
- Ability to manage multiple priorities in a fast-paced environment.
- Bachelor's degree strongly preferred;
Paralegal certification preferred.
- Work with a market-leading organization committed to innovation and excellence.
- Competitive compensation and benefits package.
- Collaborative and inclusive culture with opportunities for professional growth.
Position Requirements
10+ Years
work experience
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