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Regulatory Compliance Specialist

Senior Compliance Manager, Branch Exams

Job in Saint Petersburg, Pinellas County, Florida, 33739, USA
Listing for: Raymond James
Full Time position
Listed on 2026-02-06
Job specializations:
  • Management
    Regulatory Compliance Specialist
Job Description & How to Apply Below
An established industry player is seeking a Compliance Manager to lead a team of branch examiners in ensuring adherence to regulatory standards. This role involves integrating risk-based strategies, coaching staff, and resolving complex compliance issues. The ideal candidate will possess advanced knowledge of securities industry regulations and strong analytical skills. You will play a pivotal role in enhancing operational efficiencies and maintaining compliance across the organization.

If you are passionate about compliance and ready to make a significant impact, this opportunity is perfect for you.
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Position Requirements
10+ Years work experience
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