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Regulatory Compliance Specialist

Compliance Associate: Reg & Marketing Review

Job in Saint Petersburg, Pinellas County, Florida, 33739, USA
Listing for: Ark Invest
Full Time position
Listed on 2026-02-06
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
Job Description & How to Apply Below
An innovative investment firm is looking for a Compliance Associate to manage and strengthen its compliance program. This full-time role involves reviewing marketing materials to ensure adherence to SEC and FINRA rules, supporting regulatory filings, and maintaining compliance records. Candidates should have 3-5 years of relevant experience, a keen eye for detail, and strong organizational skills. This position is based in Saint Petersburg, Florida, and offers an opportunity to work in a dynamic environment focused on disruptive innovation.
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Position Requirements
10+ Years work experience
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