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Regulatory Compliance Specialist Risk Manager/Analyst Corporate Finance

Senior Surveillance Analyst — Compliance Risk Leader

Job in Saint Petersburg, Pinellas County, Florida, 33739, USA
Listing for: Advisor Group
Full Time position
Listed on 2026-01-30
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Risk Manager/Analyst, Corporate Finance
Job Description & How to Apply Below
A financial services firm is seeking a Senior Surveillance Analyst to ensure compliance with regulatory standards. This role involves conducting reviews of Field Advisor activities, identifying risks, and leveraging data analytics for actionable insights. Candidates should have three to five years of experience in the financial securities industry and proficiency with MS Excel. The position is based on site in St.

Petersburg, Florida, and requires a hybrid work schedule.
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Position Requirements
10+ Years work experience
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