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Regulatory Compliance Specialist Risk Manager/Analyst Financial Compliance

Director, Enterprise Trading Compliance & Controls

Job in Saint Petersburg, Pinellas County, Florida, 33739, USA
Listing for: Raymond James
Full Time position
Listed on 2026-01-25
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Compliance
Salary/Wage Range or Industry Benchmark: 130000 - 150000 USD Yearly USD 130000.00 150000.00 YEAR
Job Description & How to Apply Below
A financial services firm in Saint Petersburg, Florida, is seeking a Compliance Manager to oversee electronic trading compliance programs. The ideal candidate will have a minimum of 10 years in compliance, legal, or regulatory roles, with at least 5 years in management within the financial services industry. Responsibilities include leading complex projects, developing compliance procedures, and ensuring adherence to regulations.

A competitive salary ranging from $130,000 to $150,000 is offered based on experience and qualifications.
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