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Financial Manager Financial Compliance

Hybrid Sales Supervision Team Lead – Financial Services

Job in Saint Petersburg, Pinellas County, Florida, 33739, USA
Listing for: Osaic
Full Time position
Listed on 2026-01-17
Job specializations:
  • Finance & Banking
    Financial Manager, Financial Compliance
  • Management
    Financial Manager
Job Description & How to Apply Below
A financial services company is seeking a Sales Supervision Team Lead to oversee the management of financial professionals. The ideal candidate will conduct suitability reviews, mentor staff, and ensure compliance with regulatory standards. This role requires a strong customer focus and proficiency in financial regulations. Candidates should possess a relevant degree, FINRA licenses, and experience in a leadership capacity. Benefits include hybrid work opportunities and competitive compensation.
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