Field Compliance Director - Surveillance & Supervision Lead
Job in
St. Louis, Saint Louis, St. Louis city, Missouri, 63105, USA
Listed on 2026-01-27
Listing for:
Edward Jones
Full Time
position Listed on 2026-01-27
Job specializations:
-
Management
Risk Manager/Analyst, Regulatory Compliance Specialist
Job Description & How to Apply Below
A financial services firm is seeking a Field Supervision Director in St. Louis to oversee compliance and supervisory reviews related to electronic communications. This role involves leading the team's efforts in improving processes while ensuring regulatory obligations are met. Candidates should have significant securities experience and a valid Series 7 license. The position offers a hybrid work model with an emphasis on internal collaboration and continuous professional development.
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