Branch Supervision & Compliance Specialist
Job in
St. Louis, Saint Louis, St. Louis city, Missouri, 63105, USA
Listed on 2026-01-25
Listing for:
Benjamin F. Edwards & Co.
Full Time
position Listed on 2026-01-25
Job specializations:
-
Finance & Banking
Risk Manager/Analyst, Regulatory Compliance Specialist, Financial Compliance
Job Description & How to Apply Below
A financial services firm in St. Louis seeks a Branch Supervision Associate to ensure compliance and manage risk. This role is key in performing centralized supervisory functions, including insurance transaction and account reviews. Candidates should possess a Bachelor’s degree, solid knowledge of SEC and FINRA regulations, and relevant experience in compliance. This full-time position offers a comprehensive benefits package and a supportive work environment.
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