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Director, Investment Advisory Field Supervision

Job in St. Louis, Saint Louis, St. Louis city, Missouri, 63105, USA
Listing for: Edward Jones
Full Time position
Listed on 2026-01-12
Job specializations:
  • Finance & Banking
    Risk Manager/Analyst, Regulatory Compliance Specialist
  • Management
    Risk Manager/Analyst, Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 200000 - 250000 USD Yearly USD 200000.00 250000.00 YEAR
Job Description & How to Apply Below
Location: St. Louis

A prominent financial services firm is seeking an Investment Advisory Field Supervision Director to ensure compliance with industry standards and enhance advisory business. This role requires an active Series 7 license and involves guiding Branch Teams, analyzing transactions, and consulting on compliance issues. Candidates with a bachelor's in a business-related field and additional industry licenses are preferred. The position is hybrid, requiring three days in office weekly, and offers competitive compensation and benefits.
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