AML CIU CDD Analyst

AML CIU CDD Analyst –
Stifel Financial Corp.

Holistically reviews high‑risk clients from a risk‑based approach. Conducts surveillance reviews to identify potential high‑risk transactional activity, PEP reviews, sanctioned individual reviews, negative news/derogatory information reviews, potential OFAC match reviews, beneficial ownership reviews, Marijuana‑Related Business (MRB) reviews, and new foreign account reviews. Works with the Customer Identification Program (CIP) to ensure client identity meets CIP requirements.

• Perform a holistic transactional/trade review of high‑risk customers using risk scoring models.
• Identify, investigate, document suspicious activity and determine if a SAR should be filed.
• Conduct adverse media searches and suggest account restrictions or closures based on risk.
• Assist in CDD reviews for PEPs, sanctioned individuals, negative news, potential OFAC matches, and MRB reviews.
• Perform background investigations to prevent operational and reputational risk.
• Review and monitor CIP fail records to resolve issues promptly.

• Understanding of AML, BSA compliance for CIP, KYC, CDD, EDD, and Transaction Monitoring.
• Knowledge of the financial industry, operations, risk/control, markets, products, and transaction life cycles.
• Ability to produce accurate work on time, managing priorities and deadlines.
• Working knowledge of brokerage and banking compliance analysis and reporting.
• Strong written and verbal communication skills.

• Bachelor’s Degree in a related field or equivalent combination of education and experience.
• 2+ years of experience in the financial industry, related field, or advanced degree.
• Experience in AML or related field is preferred.

• None required.

• Proficient with Microsoft 365 (Outlook, Word, Excel, PowerPoint).
• Familiarity with AML software and SQL Server.
• Familiarity with Actimize AML Solutions.

Stifel is a global wealth management and investment banking firm with over 130 years of history. We are headquartered in St. Louis and have offices worldwide. We provide an entrepreneurial environment and comprehensive benefits including health, dental and vision care, 401(k), wellness initiatives, life insurance, and paid time off.

Stifel is an Equal Opportunity Employer.

Entry level

Full‑time

Finance and Sales