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Life Insurance Trade Compliance Lead
Job in
St. Louis, Saint Louis, St. Louis city, Missouri, 63105, USA
Listed on 2026-01-12
Listing for:
Stifel Financial
Full Time
position Listed on 2026-01-12
Job specializations:
-
Finance & Banking
Risk Manager/Analyst
Job Description & How to Apply Below
A global wealth management firm in St. Louis seeks a Trade Review Supervisor to ensure compliance with policies while reviewing Life Insurance transactions. Responsibilities include training analysts and collaborating with multiple departments. Candidates should have a bachelor's degree in Finance and relevant financial services experience. The role requires a Series 7 license and knowledge of FINRA regulations.
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