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Regulatory Compliance Specialist Financial Services

Financial Compliance & Supervision Specialist

Job in Saint Cloud, Stearns County, Minnesota, 56398, USA
Listing for: Cetera Financial Group
Full Time position
Listed on 2026-01-19
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Services
Salary/Wage Range or Industry Benchmark: 64000 - 94000 USD Yearly USD 64000.00 94000.00 YEAR
Job Description & How to Apply Below
A leading financial services firm is seeking a Supervision Specialist in Saint Cloud, MN. This role entails overseeing Financial Professionals, ensuring compliance with regulations, and providing education on securities products. Candidates should have at least three years of relevant experience, strong compliance knowledge, and MUST hold FINRA Series 7 and 24 licenses. This position offers a hybrid work model and a competitive salary range of $64,000 to $94,000, with additional performance-based bonuses.
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