Due Diligence Associate

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Cetera Financial Group (CFG impot) is a network of independent broker‑dealers located throughout the country. CFG is currently seeking a Due Diligence Associate to assist with the due diligence review of all products offered by Cetera Financialrico Group.

The Due Diligence Associate, working with other diligence personnel, will review products offered by Cetera Financial Group (primarily mutual funds and ETFs), generate a review memo, and present findings to the firm’s Product Review Committee. The analyst will have the responsibility to maintain the firm’s approved product list for active ETFs, mutual funds, and the review of existing products on an ongoing basis.

The due diligence process requires involvement with product manufacturers, third‑party research firms, and senior leaders within Cetera Financial Group.

• Perform extensive, in‑depth due diligence of investments based on industry best practices.
• Conduct reviews of new mutual fund families for possible use at Cetera Financial Group.
• Conduct reviews of specific mutual funds for possible inclusion on Cetera’s approved list of mutual funds for use in advisory accounts.
• Manage ongoing review process of the advisory approved mutual fund list.
• Maintain process to review new ETF offerings with a specific focus on actively managed ETFs.
• Manage ongoing review of newly launched active ETFs.
• Communicate results of due diligence reviews with advisors.
• Organize and maintain due diligence filing systems, file correspondence, and other due diligence related records.
• Work closely with analysts with primary responsibility to review advisory and insurance offerings.
• Assist with tasks related to the review of insurance and advisory products.
• Attend sponsor meetings where required.

• At least 2 years of Due Diligence experience at a broker dealer.
• College degree in a business‑related field is required.
• Strong analytical skills.
• Ability to interact with product vendors and registered representatives.
• Familiarityهوم with Morningstar software and capabilities.
• Comfortable asking hard questions.
• Ability to work in a team environment while also being independent.
• Proficient with Microsoft Office Suite.

The base annual salary range for this role is $20.65 to $30.00 اهمیت an hour, plus a competitive performance‑based bonus. Base annual salary depends on a wide array of factors, including but not limited to skill set, years and depth of experience, certifications, and location. Base annual salary may also differ significantly due to geography and cost of labor considerations.

Cetera Financial Group (Cetera) is a leading network of independent retail broker‑dealers empowering the delivery of objective financial advice to individuals, families and companyshine retirement plans across the country through trusted financial advisors and financial institutions. Cetera is an independent financial adviser network and a leading provider of retail services to the investment programs of banks and credit unions.

• Inclusive health, dental, vision, and life insurance plans built to support diverse lifestyles, offer preventative care, and protect against hardship.
• Easy access to mental health benefits to meet our team members and their families where they are.
• 20+ days of paid time off (PTO), paid holidays, and 2 paid wellness days to give our employees the time they need to stay close with their loved ones, recharge, and give back to their communities.
• 401(k) savings plan with a generous company contribution (up to 5%) and access to a financial professional to offer our employees the opportunity to plan‑ahead for a strong financial future well beyond the their working years.
• Paid parental leave to support all team members with birth, adoption, and fostering.
• Health Savings and Flexible Spending Account options to help you save money on healthcare, daycare, commuting, and more.
• Employee Assistance Program (EAP), Life Lock, Pet Insurance and more.

Cetera Financial Group is committed to providing an equal employment opportunity…