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Compliance Director — Act Investment Trusts

Job in Rocky Mount, Nash County, North Carolina, 27815, USA
Listing for: Nottingham
Full Time position
Listed on 2026-01-04
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
  • Management
    Regulatory Compliance Specialist
Job Description & How to Apply Below
Position: Compliance Director — 1940 Act Investment Trusts
A financial services company based in North Carolina seeks a Compliance Manager/Director to oversee compliance for client series trusts. This role involves supporting the Chief Compliance Officer, managing compliance calendars, attending Board meetings, and ensuring adherence to the Investment Company Act and other regulations. The ideal candidate possesses significant experience in compliance and a strong attention to detail. This is a full-time position at the mid-senior level.
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