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Director, Capital Markets Examinations

Job in Rockville, Montgomery County, Maryland, 20849, USA
Listing for: FINRA
Full Time position
Listed on 2026-01-25
Job specializations:
  • Finance & Banking
    Financial Compliance, Corporate Finance, Regulatory Compliance Specialist, Risk Manager/Analyst
Job Description & How to Apply Below
A financial regulatory organization based in Rockville, MD, is seeking an individual for a management role overseeing examination activities. The position involves directing teams, ensuring compliance with regulations, and collaborating across various departments to achieve strategic objectives. Applicants should possess a relevant Bachelor's degree and significant experience in the financial regulatory field. The role supports efficient operation of examinations while fostering a culture of integrity and collaboration.
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