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Banking Operations Financial Services

Broker-Dealer Risk & Compliance Specialist

Job in Richmond, Henrico County, Virginia, 23214, USA
Listing for: Capital One
Full Time position
Listed on 2026-03-03
Job specializations:
  • Finance & Banking
    Banking Operations, Financial Services
Salary/Wage Range or Industry Benchmark: 72800 - 83100 USD Yearly USD 72800.00 83100.00 YEAR
Job Description & How to Apply Below
A leading financial services organization in Richmond, VA is looking for an Associate Broker Dealer Risk Specialist. This position involves supporting the compliance and licensing processes for broker dealers, requiring strong communication and judgment skills. Candidates should have at least a high school diploma and 3 years of relevant experience. The role offers a competitive salary range of $72,800 to $83,100 annually, plus performance-based incentives.
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