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Wealth Regional Supervisor: Accounts & Compliance

Job in Richmond, Henrico County, Virginia, 23214, USA
Listing for: Truist
Full Time position
Listed on 2026-01-30
Job specializations:
  • Finance & Banking
    Risk Manager/Analyst, Financial Compliance
Job Description & How to Apply Below
Position: Wealth Regional Supervisor: New Accounts & Compliance
A financial services firm located in Richmond, Virginia, is seeking a Central Supervisor to oversee operations and compliance within the brokerage environment. The ideal candidate will have 3 to 5 years of experience and possess strong communication skills, as they will review and approve new accounts, trade corrections, and ensure adherence to regulatory policies. This position also requires proficiency in regulatory rules and operations, with a Bachelor’s degree in Finance being preferred.

The company offers competitive benefits, including health insurance, retirement plans, and paid time off.
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