Associate, Risk Management - AQA Control Towers
Listed on 2026-01-19
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Finance & Banking
Risk Manager/Analyst, Financial Analyst, Financial Compliance
Associate, Risk Management - AQA Control Towers
In (AQA)- Adherence Quality Assurance Monitoring Team, we foster a community of Teamwork and Collaboration to achieve shared outcomes with our partners and cross functional teams! We are seeking a highly-motivated associate to join our Controls Tower Team as an Associate Risk Manager. This person must have excellent communication skills, attention to detail, have the ability to adapt quickly and provide flawless delivery of processes within our Operations and Control related projects.
The role will work well in a highly collaborative environment across multiple work streams. The ideal candidate is someone who loves to learn, appreciates the intersection of business and risk and excels at collaborating with diverse stakeholders.
- Establish and maintain strong relationships with Business Teams, Data Providers, and Risk Partners
- Partner with Control AE's and/or business partners to gather and document intent requirement
- Engage in collaborative discussions with cross functional teams to understand intent and support ongoing governance routines that span across 1st, 2nd line and 3rd line teams
- Balance multiple priorities and effectively execute on deliverables and projects
- Act as a subject matter expert to effectively partner with project customers to achieve desired outcomes
- Support Control Integration Testing
- Maintain oversight to a suite of controls
- Support Control Issue Management & Resolution | support the oversight of intent documentation gaps, testing results, and remediation plans
- Support change management activities
- Participate in and execute other special projects for the team on ad-hoc basis
- High School Diploma, GED or equivalent certification
- At least 1 year of experience in Compliance Testing, Risk Management, or Project Management
- At least 1 year working with Microsoft Excel or Google Sheets
- 2+ years of experience in Compliance Testing, or Risk Management
- 2+ years working with Microsoft Excel or Google Sheets
- 1+ years of experience in financial services
- At least 1 year of experience using data to create a visual representation of proposed solutions when presenting to stakeholders
- Bachelor's Degree in Business or a quantitative field
Richmond, VA: $74,200 - $84,700 for Risk Specialist
At this time, Capital One will not sponsor a new applicant for employment authorization for this position.
Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the Capital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.
This role is expected to accept applications for a minimum of 5 business days. No agencies please.
Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries.
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