Principal Associate, Compliance Controls Testing & Quality Review; Risk Management

Position: Principal Associate, Compliance Controls Testing & Quality Review (Risk Management)
* Performing proper planning to execute the required test process steps by established deadlines with minimal supervision
* Assessing Operational and Design Effectiveness of US Card automated/hybrid/manual controls in adherence with enterprise standards and internal US Card requirements for control testing
* Creating and maintaining adequate testing support documentation such as work papers, rationale, testing reports, etc. to support the result of reviews including the write-up of findings/issues for reporting
* Learn/perform code reviews in support of automated/hybrid controls
* Identifying internal control weaknesses and recommending remediation to strengthen the control environment
* High School Diploma, GED or military experience
* At least 2 years of experience in Control Testing or Internal Audit
* Bachelor’s Degree
* 3+ years of Financial Services industry experience
* 3+ years of regulatory compliance or credit experience
* 3+ years of Risk Management experience
* 3+ years of automated controls testing experience

Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the . Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.
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