Compliance Analyst: Data‑Driven Regs & Policy
Job in
Richmond, Henrico County, Virginia, 23214, USA
Listed on 2026-01-01
Listing for:
Cary Street Partners
Full Time
position Listed on 2026-01-01
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Services
Job Description & How to Apply Below
A leading financial services firm is seeking a Compliance Analyst in Richmond, VA. This role supports the firm's compliance efforts with SEC, FINRA, and other regulations. Responsibilities include assisting with compliance matters, managing securities registrations, and collaborating with various departments. The ideal candidate has 2-3 years of relevant experience, strong attention to detail, and proficiency in Excel and PowerPoint. This position offers opportunities for professional growth in compliance within a dynamic environment.
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