Senior Controls Monitoring and Testing Consultant

Senior Controls Monitoring and Testing Consultant

Join to apply for the Senior Controls Monitoring and Testing Consultant role at Truist.

• Regular or Temporary:
  Regular
• Language Fluency:
  English (Required)
• Work Shift:
  
  1st shift (United States of America)

Provide leading technology and security automated testing subject matter expertise and strategic guidance. Drive implementation of automated testing, KRIs, KPIs, and compliance monitoring. Support risk and control assessments, change risk initiatives, and trend analysis to strengthen the enterprise control environment and minimize losses. Develop and enhance risk-based strategies, tools, and techniques for continuous monitoring of technology controls. Oversee test planning and execution and identify key risks and control points within processes under review.

• Develop and design framework for execution of control monitoring and testing of all risk types within business units to ensure accuracy, consistency, and aggregation.
• Lead complex or high-risk review initiatives; ensuring effective and appropriate testing, validation, and documentation of review activities for risk programs and controls.
• Conduct key control assessments on a regular basis (adhering to Enterprise deliverables) to evaluate Business Unit adherence to corporate standards related to internal controls.
• Incorporate results of quality monitoring activities, 2nd line testing, SOX testing and complaints reporting in control environment assessments and issue identification.
• Interpret aggregated testing and monitoring results and identify trends and issues related to key controls across business units.
• Evaluate and test control environment effectiveness related to change management initiatives.
• Work with and oversee the preparation of regular analysis and reporting of control monitoring and control testing results.
• Make recommendations and provide practical solutions for the update of Business Unit control, policy, procedure, and risk/control documentation.
• Collaborate with Business Unit and Risk Management partners as necessary to execute on key operational risk initiatives and assessments for the Division.
• Serve as the subject matter expert to assigned business unit(s) for operational or regulatory compliance control implementation, risk mitigation and effective design of controls. Set the example for other team members for technical knowledge, quality of testing work, attention to detail and risk recognition.
• May assign and supervise the activities of the Monitoring and Testing team who participate on the assignment. Serve as a mentor for junior level peers.

• Bachelor’s degree, or equivalent education and related training.
• Eight years of experience in a financial institution with emphasis on risk management, audit, operations, process engineering or line of business specialty and/or equivalent education, training and experience.
• Solid knowledge of risk management principles and controls, broad-based business practices, and understanding of business process and regulatory requirements.
• Ability to lead quality assurance and process improvement efforts in a corporate environment.
• Knowledge of large bank, and securities risk frameworks, including FINRA, SEC, ERISA, Sarbanes-0xley, and other applicable federal and state law.
• Excellent communication, interpersonal and facilitation skills, as job will require extensive interaction with various business units among multiple disciplines including Senior Leadership across Truist.
• Strong influencing and presentation skills (written and verbal).
• Proven ability to influence and work within teams.
• Excellent time management and organizational skills with the ability to manage multiple projects simultaneously; ability to operate without close supervision.
• Demonstrated proficiency in basic computer applications, such as Microsoft Office software products.

• Proven expertise in GRC applications with a strong focus on technology and security processes.
• Extensive experience supporting Service Now technology, including process optimization, operations and integration.
• Dem…