HR Shared Services - Principal Associate
Listed on 2026-01-24
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Business
Risk Manager/Analyst, Financial Compliance, Regulatory Compliance Specialist, Financial Analyst
Responsibilities
Partner with Risk Advisors and business SMEs to support design, identification, implementation, and documentation of controls to mitigate operational risks and ensure adherence to internal and external requirements across a matrixed business ecosystem.
Support execution of risk assessments, controls testing, process documentation, reporting, etc. Manage all quality assurance and quality control review follow up related to risk assessments and control testing results.
Manage risk and control documentation & approval activities; ensure risk and control records remain adherent to all enterprise standards and requirements by monitoring process health and exception reports.
Become a subject matter expert in Payroll risks and controls for global footprint.
Support the Payroll department through audits (internal, external).
Build relationships with various teams, including risk, across the enterprise to ensure effective introduction of and compliance with required regulations.
Engage with Global teams to provide support and guidance to ensure compliance with required regulations.
Manage a repository of L2 process artifacts.
Track and resolve process breakdowns.
Basic Qualifications- Bachelors degree or military experience
- At least 3 years of risk management experience
- At least 2 years of project management experience
- At least 3 years of experience supporting, partnering and interacting with internal business clients
- 4+ years of Risk Management experience including Risk & Controls Management, Issues Management, Reporting and Audit and Examinations
- 1+ years experience with risk management frameworks
- Project Management Professional certification (PMP), Lean, Agile or Six Sigma certification
- Impeccable judgment, relationship building skills, and customer focus
- Ability to balance the needs of the organization, leaders and associates to deliver against a robust agenda
- Ability to identify, analyze, and solve problems and thrive in ambiguity
- Passion for learning with a growth mindset
At this time, Capital One will not sponsor a new applicant for employment authorization for this position.
The minimum and maximum full-time annual salaries for this role are listed below, by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations, and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.
Richmond, VA: $98,900 - $112,900 for Principal HR Associate
Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate’s offer letter.
This role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.
Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the Capital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.
This role is expected to accept applications for a minimum of 5 business days.
No agencies please. Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law;
San Francisco, California Police Code Article 49, Sections ;
New York City’s Fair Chance Act;
Philadelphia’s Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations…
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