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Advice Quality & Compliance Specialist

Job in Reading, Berkshire, RG1, England, UK
Listing for: Jobs via eFinancialCareers
Full Time position
Listed on 2026-03-14
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 60000 - 80000 GBP Yearly GBP 60000.00 80000.00 YEAR
Job Description & How to Apply Below
A financial services firm is seeking an Advice Quality Specialist to support advisers and manage their KPIs in compliance with the FCA’s requirements. The role involves providing technical support, conducting assessments, and maintaining regulatory compliance. Candidates should have proven experience in the UK financial services industry with strong technical knowledge and be qualified to Level 4 or higher. Proficiency in MS Office and familiarity with T&C Systems are desirable for success in this position.
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