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Regulatory Compliance Specialist

Advice Quality & Compliance Specialist

Job in Reading, Berkshire, RG1, England, UK
Listing for: Ascot Lloyd
Full Time position
Listed on 2026-02-28
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
Job Description & How to Apply Below
A leading financial services firm is seeking an Advice Quality Specialist in Reading. You will provide technical support to advisers, assess KPIs, and ensure compliance with FCA regulations. The ideal candidate has sound knowledge of the UK Financial Services industry and experience with IFA firms. Level 4 qualification is essential.

This role offers a dynamic work environment focused on improving advice quality and achieving superb outcomes for clients.
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