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Senior Compliance Manager - Wealth Planning

Job in Reading, Berkshire, RG1, England, UK
Listing for: Financial Divisions
Full Time position
Listed on 2026-01-11
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Compliance, Risk Manager/Analyst, Financial Services
Job Description & How to Apply Below

A leading financial services firm in the UK is seeking a Compliance Manager to enhance its regulatory compliance framework and liaise with the FCA. The ideal candidate will have a minimum of 5 years in compliance and a Diploma in Financial Planning. This role offers a hybrid working environment and the opportunity to influence business direction. Responsibilities include managing compliance policies, conducting reviews, and ensuring adherence to regulatory standards.

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Position Requirements
10+ Years work experience
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