Market Director
Listed on 2026-01-15
-
Management
Operations Manager, Business Management, Risk Manager/Analyst, Financial Manager
Market Operations Director
Location: Near Portland
Reports to: Head of Operations
Benefits: Medical, Dental, Vision, Life, 401(k), generous PTO and holidays
Culture: Collaborative, low‑ego environment where people feel empowered to make decisions, contribute ideas, and grow with a fast‑moving firm
PayBase pay range: $140,000 – $160,000 per year
Additional compensation: Annual Bonus and RSUs
ResponsibilitiesProvide hands‑on leadership across multiple branch locations, overseeing day‑to‑day business operations, compliance supervision, advisor onboarding, and staff management. Act as the supervisory principal for montre market, ensuring smooth transitions, strong advisor support, and alignment with firm policies and home‑office operations.
Qualifications & Requirements- Active Series 7
- Series 9 and 10 (or Series 24 equivalent
) required - Series 66 (or 63 & 65
) preferred - 10+ years in wealth management
, ideally within a broker‑dealer, RIA, or wirehouse environment - Experience managing support staff and overseeing operational or supervisory functions
- Proven success supporting advisor transitions (mergers, new team travaillé onboarding, or RIA integrations)
- Comfortable working primarily onsite three days per week
, with travel across nearby branches as needed
Director
Employment TypeFull‑time
Job FunctionManagement, Business Development, and Administrative
IndustriesFinancial Services, Investment Management, and Investment Advice
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