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Financial Compliance Regulatory Compliance Specialist

FinOps Lead: Broker-Dealer & GAAP Expert

Job in Portland, Multnomah County, Oregon, 97204, USA
Listing for: Third Party Technologies Inc.
Full Time position
Listed on 2026-01-19
Job specializations:
  • Finance & Banking
    Financial Compliance, Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 80000 - 100000 USD Yearly USD 80000.00 100000.00 YEAR
Job Description & How to Apply Below
A growing Fintech startup in Portland, Oregon is seeking a Financial Operations Principal to oversee financial report accuracy and compliance with regulations. The ideal candidate will have over 5 years of accounting experience, familiarity with broker-dealer operations, and strong communication skills. This role involves supervising teams, managing audits, and ensuring compliance with SEC/FINRA standards.

Experience with GAAP is essential. Join us to support our mission of enhancing financial services with advanced technological solutions.
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