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Regulatory Compliance Specialist

Fintech CCO: Broker-Dealer & RIA Compliance Leader

Job in Portland, Multnomah County, Oregon, 97204, USA
Listing for: Mercury
Full Time position
Listed on 2026-01-13
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 242700 - 273100 USD Yearly USD 242700.00 273100.00 YEAR
Job Description & How to Apply Below
A leading fintech company in Portland, Oregon, is seeking a seasoned compliance professional to oversee compliance programs and manage regulatory obligations. The ideal candidate should have over 10 years of experience in a securities compliance role, particularly within fintech or brokerage settings. Responsibilities include supervising compliance across investment products and serving as the primary contact with regulatory bodies. Competitive salary ranges between $242,700 - $273,100 for roles outside major metropolitan areas.
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