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Outsourced CCO RIAs & Funds – Senior Principal
Job in
Portland, Cumberland County, Maine, 04122, USA
Listed on 2026-03-12
Listing for:
Trellis Group
Full Time
position Listed on 2026-03-12
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
A compliance advisory firm is seeking a Senior Principal Consultant/Outsourced Chief Compliance Officer responsible for Investment Adviser compliance clients.
This role offers the opportunity to lead compliance programs and provide expert guidance. Ideal candidates will have at least six years of experience in Investment Adviser Compliance, advanced knowledge of the Investment Advisers Act, and excellent communication skills. The position is based in multiple locations including Portland, ME, offering competitive compensation and unique benefits such as Student Debt Forgiveness and Pet Insurance.
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Position Requirements
10+ Years
work experience
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