Supervisory Officer

Your role

Are you an expert on risk and supervision? Do you know how to make the right call in challenging situations?

We’re looking for a Supervisory Officer to:

• drive initiatives related to sales supervision, compliance and business risk, including implementation and education
• manage review of various supervision processes and procedures
• serve as a point of contact regarding matters that need attention or on issues that cannot be resolved, and escalate issues as required

It is unlawful in Massachusetts to require or administer a lie detector test as a condition of employment or continued employment. An employer who violates this law shall be subject to criminal penalties and civil liability.

Full Time

326708

Boston, Portland

You’ll be working as part of Wealth Management Americas in the Portland or Boston Area. We help high net worth and ultra-high net worth individuals and families meet their financial goals through financial advisors who deliver products and services specifically designed for them. You’ll be a member of the Greater New England Market, reporting directly to the Market Supervisory Officer and working closely with the management team.

• ideally 2+ years of experience as a risk/supervisory manager, or other substantive leadership role with a leading financial institution
• series 7, 8 (or 9/10), 66 (or 63/65); insurance a plus
• track record of leadership, mentoring and coaching success
• great communicator comfortable addressing difficult conversations
• reliable when working independently, with sound judgment relating to issue escalation
• quickly adaptable to changing market situations, technology and business needs

Boston: the salary range for this role is $95000 to $120000. The expected salary range for this role is $95000 to $120000 based on factors including, but not limited to, experience, qualifications, education, location and skill level. This role may also be eligible for discretionary incentive compensation. For benefits information, please visit

UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.

We know that great work is never done alone. That’s why we place collaboration at the heart of everything we do. Because together, we’re more than ourselves. Want to find out more? Visit

At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey.

And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.

We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.