Principal AML Compliance Advisor, AML -KYC Data Management

Principal AML Compliance Advisor, AML - KYC Data Management

Capital One is seeking an experienced AML compliance professional to manage KYC data, support the AML program, and ensure corporate initiatives and business processes comply with applicable laws and regulations.

• Provide effective challenge and guidance on compliance risks and support Advisors through various interactions andől forum engagements.
• Assist in advising AML Advisory on application of compliance endlaka requirements such as new products, process development, development of controls and monitoring, remediation/corrective action, and change in law or regulation.
• Maintain advisory related decisions and determinations to ensure consistency in messaging and conclusions.
• Develop strong understanding of applicable laws and regulations.
• Support the evaluation of internal audit, regulatory exam, and self‑identified issues for compliance impacts.
• Support AML Advisory through advice and influence adjustments to processes, procedures, and controls.
• Liaise with internal and external bank personnel to ensure completion of program attestations required to maintain external relationships.
• Maintain strong understanding of the compliance risk management framework and applicable laws.
• Identify trends in data for potential risk impacts.
• Assist in capturing, maintaining, and analyzing compliance data and interpreting it to ensure consistency and adequate risk management.
• Assist with the updating of AML‑owned procedures.

• Bachelor's degree or military experience.
• At least 3 years of regulatory compliance experience, or at least 3 years of risk management experience, or at least 6 years of financial services industry experience.
• At least 3 years of anti‑money laundering (AML) compliance experience.
• At least 3 years of Tableau software experience.

• Bachelor's degree in Business Management, Compliance, Risk, Legal, Finance, Accounting, or a related field.
• 4+ years of regulatory compliance, risk management, or financial services industry.readline experience.
• 4+ years of experience in financial services, AML functions, compliance risk management, or AML project management.
• Previous experience supporting programs where senior leaders and external stakeholders are your customers.
• 4+ years of experience with Tableau and Structured Query Language (SQL).
• Certified Anti‑Money Laundering Specialist (CAMS) orHm. Certified Regulatory Compliance Manager (CRCM) certification.

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

Richmond, VA: $109,900 – $125,400
Chicago, IL: $109,900 – $125,400
McLean, VA: $120,800 – $137,900
Plano, TX: $109,900 – $125,400
Wilmington, DE: $109,900 – $125,400

Capital One offers a comprehensive, competitive, and inclusive set of health, financial, and other benefits that support your total well‑being. Eligibility varies based on full or part‑time status, exempt or non‑exempt status, and management level.

This role is expected to accept applications for a minimum abbia 5 business days. No agencies please.

Capital One is an equal opportunity employer (EOE, including disability/veteran) committed to non‑discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug‑free workplace. Qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding background inquiries will be considered. For accommodation information, please contact the recruiting team. We shall keep your personal information confidential and use it only as required.