Anti- Laundering; AML Senior Supervisor, TMO; Principal Associate

Anti-Money Laundering (AML) Senior Supervisor, TMO (Principal Associate)

Capital One is seeking an experienced AML Senior Supervisor (Principal Associate) to lead AML processes, including suspicious activity investigations, sanctions reviews, and global sanction activities. The role involves supervising an AML Operations team, performing quality assurance, training staff, and contributing to policy updates.

• Supervise daily workflow and operational metrics of an AML Operations team.
• Assist with training in Regulatory Operations and in the business areas.
• Contribute to internal AML Operations projects related to the modification of policies/procedures.
• Assess new business acquisitions to determine what work should flow into AML Operations units.
• Perform quality assurance on draft Suspicious Activity Reports, sanctions reviews, CTRs, EDD reviews, or other AML processes.
• Handle escalated issues as appropriate for advanced investigation and analysis.
• Assess internal trends, external regulatory and law enforcement environment to make recommendations to understand risk areas and alter or add typologies in certain business areas.

• High School Diploma, GED or equivalent certification
• At least 2 years of people management experience
• At least 3 years of AML (Anti‑Money Laundering) experience within financial services

• Bachelor's Degree
• 3+ years of people management experience
• 4+ years of AML (Anti‑Money Laundering) experience within financial services
• Certified Anti‑Money Laundering Specialist (CAMS) certification, or Certified Protection Professional (CPP) certification, or Certified Fraud Examiner (CFE) certification

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

• Chicago, IL: $109,900 - $125,400 for AML Sr. Investigator III
• McLean, VA: $120,800 - $137,900 for AML Sr. Investigator III
• Plano, TX: $109,900 - $125,400 for AML Sr. Investigator III
• Richmond, VA: $109,900 - $125,400 for AML Sr. Investigator III
• Riverwoods, IL: $109,900 - $125,400 for AML Sr. Investigator III
• Wilmington, DE: $109,900 - $125,400 for AML Sr. Investigator III

• Seniority level:
  Mid‑Senior level
• Employment type:
  
  Full‑time
• Job function:
  Other

Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well‑being. Eligibility varies based on full or part‑time status, exempt or non‑exempt status, and management level.

This role is expected to accept applications for a minimum of 5 business days.

No agencies please.

Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non‑discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug‑free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23‑A of the New York Correction Law;
San Francisco, California Police Code Article 49, Sections ;
New York City’s Fair Chance Act;
Philadelphia’s Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1‑800‑304‑9102 or via email at Recruitin All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.

For technical support or questions about Capital One's recruiting process, please send an email to

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Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).