Audit Senior Manager- Risk Management

Audit Senior Manager
- Risk Management

Capital One’s Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization’s Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a collaborative, agile environment to deliver value-added opinions and recommendations. Audit's vision to provide high value, independent, proactive insights, to innovate with technology, and to be a top-notch talent destination, creates a dynamic and challenging atmosphere for both personal growth and professional opportunity.

Capital One is seeking an energetic, self-motivated Audit Senior Manager interested in becoming part of our Audit team. The candidate will focus on audits of Second Line Risk Management, including areas such as Risk and Control Methodology, Risk Identification, Risk Appetite, Issue and Event Management, Third Party Risk Management, and Business Continuity.

• Plan, perform, and lead large audits or projects of Second Line Risk Management at the enterprise level, as well as other diverse lines of business and specialty areas.
• Help to implement the team's strategic imperatives/priorities.
• Perform risk assessments of business activities, to identify potential risks exposures.
• Design and execute appropriate audit procedures to assess enterprise-wide risk governance frameworks and verify the effectiveness of internal controls. Document auditee processes and procedures, review and analyze evidence, and identify potential issues.
• Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery.
• Establish and maintain working relationships with internal teams and audit clients during engagements.
• Effectively communicate the results of audit projects to management (written reports/oral presentations).
• Manage direct reports and staff during audit engagements and provide feedback on work performed.

• You are a critical thinker who seeks to understand the business and its control environment.
• You believe insight and objectivity are core elements to providing assurance on the effectiveness and efficiency of Capital One’s governance, risk management, and internal control processes.
• You possess a relentless focus on quality and timeliness.
• You adapt to change, embrace bold ideas, and are intellectually curious. You like to ask questions, test assumptions, and challenge conventional thinking.
• You develop influential relationships based upon shared risk objectives and trust to deliver outstanding business impact and elevate Audit’s value proposition.
• You’re a firm believer that a rich understanding of data, innovation, and technology will only make you a better auditor. This will require leveraging the power of data analytics and furthering your technical expertise.
• You're a teacher. You do the right thing and lead by example. You have a passion for coaching and investing in the betterment of your team. You lead through change with candor and optimism.
• You create energy and an environment that fosters trust, collaboration, and belonging, making it easy to attract, hire, and retain top talent.

• Bachelor's Degree or military experience.
• At least 7 years of experience in auditing, risk management, or a combination.
• At least 5 years of experience leading audits and performing in the role of auditor-in-charge.
• At least one year experience of people management.

• Certified Internal Auditor (CIA), or Certified Public Accountant (CPA), or Certified Third Party Risk Professional (CTPRP) certification, or Operational Resilience Certification, or Accredited Payments Risk Professional (APRP) or Sustainability and Climate Risk (SCR) Certificate.
• Master’s Degree in Auditing, Master's Degree in Accounting, Master's Degree in Finance, or Master of Business Administration.
• 10+ years of experience in auditing, financial crimes compliance, corporate or consumer compliance, risk management, or a combination.
• 10+ years of experience in one or more areas of compliance, such as consumer,…