Senior Vice President, Regulatory Oversight Management

Senior Vice President, Regulatory Oversight Management at BNY summary:

The Senior Vice President, Regulatory Oversight Management at BNY Mellon leads compliance efforts ensuring adherence to consumer protection laws and regulations. This role involves developing policies, analyzing regulatory changes, managing risks, and coordinating responses to regulatory reports and audits. The position requires extensive experience in financial services compliance, regulatory frameworks, and leadership in a global payments environment.

At BNY, our culture allows us to run our company better and enables employees’ growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world’s investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide.

Recognized as a top destination for innovators and champions of inclusion, BNY is where bold ideas meet advanced technology and exceptional talent. Together, we power the future of finance – and this is what #LifeAtBNY is all about. Join us and be part of something extraordinary.

We’re seeking a future team member for the role of Senior Vice President, Regulatory Oversight Management to join our Global Payments & Trade Platform team. This role is located in Pittsburgh, PA.

Within this role, you will make an impact in the following ways:

• Support compliance with federal and state Consumer Compliance and Protection laws, regulations, and acts (e.g Reg E, Privacy, GLBA, etc)
• Helps business develop, implement, and maintain policies and procedures to meet compliance requirements.
• Analyzes on-going legislation, regulatory announcements, and industry practices for first line of defense compliance requirements.
• Validate controls or project plans to ensure compliance with consumer compliance laws, rules and regulations and manage risk.
• Assists business unit managers in response to reports issued by regulatory agencies, including MRA, MRIA and other Corrective Action Plans, as applicable, and other internal / external audits.
• Identify, track and maintain Key Risk Indicators/Key Performance Indicators by product
• Provide guidance and training to entry-level employees.
• Liaise with compliance, legal, and internal stakeholders

To be successful in this role, we’re seeking the following:

• 7-10 years of total work experience preferred.
• Financial Services, Audit or Compliance background and/or experience with consumer compliance and/or experience with the assigned products, services or business lines/areas and the pertaining laws, regulations and rules of relevant regulators preferred.

At BNY, our culture speaks for itself, check out the latest BNY news at:

BNY Newsroom

BNY Linked In

Here’s a few of our recent awards:

• America’s Most Innovative Companies, Fortune, 2025
• World’s Most Admired Companies, Fortune 2025
• “Most Just Companies”, Just Capital and CNBC, 2025

Our Benefits and Rewards:

BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.

BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.

Keywords:

regulatory compliance, financial services, consumer protection, policy development, risk management, regulatory oversight, compliance training, audit response, consumer compliance laws, financial regulations