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Compliance Ops Associate FINRA Series - In Person
Job in
Parsippany-Troy Hills, Morris County, New Jersey, USA
Listed on 2026-02-01
Listing for:
Hennion & Walsh
Full Time
position Listed on 2026-02-01
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
A growing financial services firm in Parsippany is seeking a Compliance Ops Associate to oversee compliance procedures and workflows. Ideal candidates should have FINRA Series 7 and 24 licenses, along with relevant compliance experience. Responsibilities include resolving trade settlement issues and managing day-to-day workflows. The role offers competitive compensation, full medical and dental benefits, and a supportive team environment.
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Position Requirements
10+ Years
work experience
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