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Regulatory Compliance Specialist Financial Compliance Risk Manager/Analyst

Director, Compliance Risk Testing Investment Advisory

Job in Orlando, Orange County, Florida, 32885, USA
Listing for: Charles Schwab
Full Time position
Listed on 2026-01-26
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Compliance, Risk Manager/Analyst
  • Management
    Regulatory Compliance Specialist, Risk Manager/Analyst
Job Description & How to Apply Below
A leading financial institution is seeking a Director for Compliance Risk Testing, responsible for leading a compliance team focused on investment advisory and asset management. This role requires exceptional leadership, a deep understanding of regulatory requirements (SEC, FINRA, FRB), and the ability to communicate effectively with stakeholders. The company offers a competitive benefits package and promotes a hybrid work environment to support employee growth and collaboration.
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