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Regulatory Compliance Specialist

Executive Director, Advisor Transitions & Onboarding

Remote / Online - Candidates ideally in
Saint Petersburg, Pinellas County, Florida, 33739, USA
Listing for: Raymond James
Remote/Work from Home position
Listed on 2026-01-14
Job specializations:
  • Management
    Regulatory Compliance Specialist
Job Description & How to Apply Below
A financial services firm in St. Petersburg, FL is seeking a Head of Advisor Transitions. This role requires a strategic leader who will oversee the onboarding of new financial advisors, manage transition projects, and ensure compliance with regulatory standards. The ideal candidate will have over 15 years of experience, strong leadership skills, and expertise in operations. This position offers a hybrid work arrangement, balancing in-office collaboration with flexible remote work.
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