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Regulatory Compliance Specialist

Chief Compliance Officer — Remote Reg & Risk Leader

Remote / Online - Candidates ideally in
Irvine, Orange County, California, 92713, USA
Listing for: Western Growers
Full Time, Remote/Work from Home position
Listed on 2026-01-12
Job specializations:
  • Law/Legal
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 85919 - 116695 USD Yearly USD 85919.00 116695.00 YEAR
Job Description & How to Apply Below
A leading agricultural advocacy organization in California is seeking a Chief Compliance Officer to oversee broker-dealer compliance and regulatory examinations. The ideal candidate will possess extensive experience in compliance, particularly within a regional or national retail brokerage firm, alongside Series 7, 24, 53, 99, and 66 licensing. This role includes developing compliance training and maintaining internal controls to enhance the organization's competitiveness.
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